Appendix I.       

    

NSF External Advisory Board Meeting

Carolina Club

April 26, 2000

8:30 a.m. – 3:30 p.m.

 

 

 

In attendance from the EAB:

 

Esin Gulari                                      Dennis Dubay

Laura McClain                                 Curt Frank

Lloyd Robeson                                 David Rossener

Keith Hutchenson                            Jim Wang

                                                      Bill Tucci

 

Joe opened the meeting by welcoming all who attended and everyone introduced themselves.  Joe then went over the program agenda and how the EAB will assist us in moving forward with the NSF STC.

 

OVERVIEW OF STC PROGRAM:

 

NSF established program in 1987.  Goal was to fund educational research and educational activities, technology transfer and interdisciplinary activities.  Joe covered the history of NSF and present NSF STCs awarded.  New Centers are focused on: nanobiotechnology, adaptive optics, behavioral neuroscience, environmentally responsible solvents and processes and sustainability of water resources in semi-arid regions.  We were funded for $18 MM for five years.  Matching support brings the total support to $23 MM. 

 

An NSF STC allows teams to address complex problems that require the advantages of scale, duration, facilities and collaboration.  NSF STCs are to involve researchers in academia, industry, non-profit organizations and national labs.  NSF encourages risk taking, really believe in center approach taking initiative early.  NSF STCs are to transfer of knowledge in academia, industry and national laboratories.

 

NSF is evolving in their way of thinking for the future. 

 

Joe presented a few of the slides that Nathaniel Pitts, Director, Office of Integrative Act presented during an orientation meeting. (Available on NSF website)

Pitts talked about risk in research outcomes, opportunity to take risk in educational goals, learning curve on how NSF STCs are to be run. 

 

Awardees had convincing arguments about “value-added”, strong regional impact, demonstrated commitment of institutions and very strong leadership team in group. 

 

Business concept:  centers to be run much like a small company.  Good management principles, communication within the team, strategic planning are the key.  Accountability issues are a key item.  External Advisory Board to have a strong governance role much like a Board of Directors.  Product is research and students.  To be run efficiently and effectively.  David Rossener reaffirmed his first hand knowledge of these drives.

 

NSF STC EAB responses:

 

David Rossener comments.  NSF is changing and what they expect from STCs is likely to change?  Watch for this, because the indication will be subtle at best.

 

Esin Gulari comments:  NSF pointed to challenges, strong managements team, communicating, EAB, sensitivity and move forward”.

 

Curt Frank comments on Cooperative Agreement:  Education, balance in demographics, US or foreign students.  Ratio of students and postdocs.   NSF feelings on international partnerships unclear. Pools of funds available for overseas travel.  NSF supports five years or less graduate programs.

 

Curt Frank noted that Don Burland is the point person for NSF Center and asked about others.  Joe explained how Burland’s role in the STC:  Example:  is he brings in different people to look at the different areas of the STC.  Orientation in DC showed how different engineers will be brought in to review the STC.  Don Burland came to visit and assist us in how we are moving forward.

 

Lloyd Robeson commented: Transfer students are common in some NSF programs.   Joe responded back with University of Venus is a partner. 

 

Joe presented the rationale and goals of the Center.

 

Keith Hutchenson commented on the CO2 emphasis in the Center and the distinction between solvents and processes.  Joe responded as one in the same.   There was discussion of the title change for the center.  Joe explained to the EAB that we have time and the freedom to change.  As we move forward we will be keeping our eyes and ears open for future technology.  At this time we need to have a focus and the ability to accomplish.  If we start to broaden we will not be as effective.  We have to have a common theme.  Focused on one area and then move forward.

 

Jim Wang:  Board member to know the decision matters.  How to receive information?  Ev Baucom’s intent is to continually work on website.  Website to be our tool, which the  NSF mandates.  Ev Baucom states that the formal report is essentially from the web. 

 

 

ROLES AND RESPONSBILITY OF EAB

 

Ruben Carbonell brought to the discussion of the Draft Charter.  He stressed that we need to have input from the EAB what their thoughts or suggestions might be if any.  We stressed to the EAB that we would request help in strategic planning.  Provide the STC with guidance and oversight.  The STC would like to pull from the experience that the EAB has.  These comments will help us in our metrics for the upcoming site visit in September.   Provide an annual report in August.  Review of annual report from the EAB and obtain comments from the EAB. 

 

Membership of EAB:  Academic institutions, industry, State and local agencies, national labs.  Diversity in its membership women and miniorties.  Fourteen members on the board.  Hammond, Spinu, Woodrick, Ralph Taylor-Smith, Paul Anatas were not able to attend this meeting.

 

Advised not have the EAB to large.  Request for any comments from the EAB and there were none.

 

 

EAB would need to be present at both meetings.  We have invited Don Burland to attend Kenan Center Meeting in Sept.

 

Curt Frank:  Question about Sept. How will the EAB be effective at the Sept. meeting?

EAB to have a debriefing meeting after the NSF meeting.

Curt Frank commented that the NSF is very prepared and understand that the EAB should meet separate. 

 

Esin Gulari suggested a chat room.  EAB to tie into the management meeting. 

 

ACTION ITEM: 

 

 

NSF STC MANAGEMENT

 

Organizational chart.  Joe presented the organizational chart and explained how each section functions.  Provosts will be invited to annual meetings.  Very interested in annual reports. 

 

ACTION ITEM:

 

 

Curt Frank comments:  What is structure on allocations of funds for Technical Program Committee?  In particular:  Joe’s role as director of center and leader for Thrust Area D.   Joe and George Roberts responded to this concern by showing that the thrust area of Chemistry & Catalysis is out in the open and why Joe is a part of that area and as they progress he will evolve out of it.  Esin Gulari commented  “if up front it is transparent”.  Ev stated that all is on the website regarding funding issues in this area.

 

ACTION ITEM:

 

 

 

 

Weekly management meeting:  Goal is for no more than one hour.  There is an agenda that is published in advance.  We try to solicit input and have extensive minutes prepared.

 

External Management Consultant – Dr. Russ Osmond -  communication roles, people communication,  details and visionary.  Russ will help in understanding our weakness and strengths.  Most of the management team has filled out a survey and in May we will be meeting with Russ to discuss the results of these surveys. 

 

ACTION ITEM:

 

 

David Rossener:   Do you have a plan for writing the annual report or an outside consultant?  Joe inquired to David if there were specific examples of reports from previous NSF Centers that would benefit us in how we should prepare our report. 

 

 

ACTION ITEM:

 

 

Responsibilities: Joe went over all the responsibilities of the key personnel; Ruben has agreed to watch overall the financial management areas and to ensure that support is given out.

 

K-12 section will be taking the K-12 where they have not been before.  Strong environmental push.  Scott Ragan is full time assistant (NSF) with Dr. David Haase affiliated with the Science House.    

 

Dr. Uzo is playing a big role in international conference and summer intern government and evolving with Christine Grant to dovetail the REU.

 

Metrics: Research, graduate and undergraduate education: 

K-12 outreach, minority outreach, knowledge transfer:  monitor these areas. 

 

 

NSF STC EAB responses:

 

David Rossener:  Do you have metrics in place to capture and define the cutting edge, like peer reviews and in particular journals?   Yes

Esin Gulari:  Do you plan to have thrust areas interacting between themselves?  Yes

Curt Frank:  Was the Management facilitator our idea or NSF’s?    Joe stated that this was all of our ideas and then Ruben brought in Denis Gray.  Personalities were great and has been a great impact to the STC. 

 

Curt Frank:  Are weekly management meetings necessary?  Yes.   He noted that for the first year our weekly meetings would be fine but that that would get old.  Also suggested three core sections and evolve once that goes forward. 

 

ACTION ITEM:

 

 

 

RESEARCH ORGANIZATION:

 

George Roberts discussed the responsibilities of committee chair and thrust area leaders. 

 

 

 

George Roberts discussed the different thrust areas A-D.  Roberts is making the distinction of the Chemistry and Catalysis Thrust D as to why Joe is co-director of this area of work.  This has been an area of Joe’s for years.  Good communications from all areas of the team.  D is the most complex of all the other thrust areas.  Thrust D utilizes all the universities in the STC. 

 

Group meeting schedule was presented and videotape of group meeting was shown. 

 

Curt Frank:  What is the overall cost on the transmission for group meeting teleconference? Joe explained all UNC colleges are connected to the NCREN.  Texas will try to classify group-meeting time as a special topic course to facilitate fees.

 

ACTION ITEM: 

 

 

Curt Frank:  What is distribution on thrust areas for students and postdocs within fee transmission?   Tables are was confusing.  Joe explained how the group-meeting schedule evolved.  The last group meeting is May 25 and as we progress to the new schedule that will reflect the staffing of students and equipment we will be working thrust area B in the new schedule.

 

ACTION ITEM:

 

 

Keith Hutchenson:  How do you plan to split  the Kenan Center and NSF?    DeSimone stated based on funding.  Students will know where they are supported because of .  Intellectual property issues.  Website shows where the funding comes from.  Example 600 MHz NMR shows that NSF pays for it and Kenan Center can utilize. 

 

DianeSonnenwald:  Need for creativity, innovation and communication.  Identify and enhance center and other centers.  To have a long-term effect. Collaboration/Diane and Denis/Innovation. 

 

Curt Frank:  How are you going to try to capture in the lab shared information and laboratory?   Diane’s response was interviewing and observing research.  Challenge to clue in when research activities are going on to observe. 

Diane presented Denis area of Innovation:  Feedback industry in Kenan Center/ Interview and do site visit on other STC to see what there practice is.  Benefits for Center participants. 

 

Curt Frank: What about practices that are ineffective? How long do you not interfere when you see that it is ineffective, do you not impact your own research if you interfere?

Diane responsed that after a few weeks she will make suggestions by informally sharing knowledge.  Joe and Ruben receive feedback but records are kept for feedback.  commented.

 

Scott Wallen: Shared facilities:  Funding:  1,935,000 NSF

Cost sharing by universities:  1,508,000

Cost sharing by Kenan Center, $111,000

Scott presented all areas of research taking place in labs.  Equipment that is already in place and being designed and built. 

 

Esin Gulari:  Management of MRI.  How it is set up for being multi-user.  Space available and the people in charge will run this.  Not exclusively for NSF members.  Making available to all.  How is it set up within chemistry?  Are there technicians set up?  Tap into user fees and technicians available. 

 

David Rossener:  How much of your budget goes toward equipment and maintenance?  Ruben responded we are within 10-15% to similar STCs. 

 

David Rossener: How much emphasis is NSF placing on existence on role and quality?  Joe responded with yes it is a big deal.  They expect change in personnel.  EAB’s role on guidance.  Cooperative agreement elements of short term and long-range plans.  Long-range plans are on proposal.  Year one and year 1-5. 

 

EDUCATIONAL OVERVIEW:

 

Ev presented the website and how it will be a tool for us to follow by for annual report.

 

Diane presented Personal development program (PDP) perform good science and be successful.  Teach student collaboration studies.  Workshop collaboration (how to effectively design and deliver a workshop)

Global importance, new organizational and cultural boundaries.

Collaboration Workshop:  guided by research and contributing research

 

Denis will be performing innovation workshop.  University industry cooperation, technology life cycles, innovation process and technology and environmental outcomes

 

Challenge to work with student in conjunction with participation in a collaborative innovative science project.

 

Curt Frank:  Are you  planning to offer this workshop to other STCs or universities?  Diane responded the workshop would be a better format for this and we are considering this as we develop the program.

 

Jim Wang:  Is research included in knowledge activities?  Other society and centers can use as well. 

 

David Haase and Scott Ragan  presented K-12 component.  Partnership of the Science House.  12 Years experience.  NSF and Science House encourage students towards math and science and engineering.

Scott will be evaluating projects as they progress.  Typically reach 2000 teachers in workshops.  20 thousand + students per year. 

 

Gina Stewart:  Why is the life cycle NC curriculum for five years?  Scott responded that the curriculum can change with feedback by State officials and teachers but it is set for five years at initial planning.

 

Curt Frank:  How are the faculty within the Center involved with science house?  Communications through email, mailings, classroom, lines of communications.  Tours contact Desimone and Carbonell.  Use faculty and students to assist the Science House. 

David Haase:  NSF has a lot of interaction with faculty and students.  Effective interaction with students and faculty.

 

Jim Wang:  Is your center nationally challenged to perform K-12 outreach?  Joe responded that other states such as TX are dovetailing with us.   We are reaching out to corporate sponsors such as Air Products going out to local schools.

 

DuBay:  What are methods for student involvement? 

 

 

 

ACTION ITEM:

 

 

Christine Grant – NSF Green Processing Undergraduate Research Program – educate students  May 29 –August 4, 2000  20-25 per year for five years.  Ethics Program Symposium Series, Field trips to engineering companies, Wilmington, NC and EPA and RTP to do research.  Assistant:  Kirsten Reberg-Horton  kgreberg@unity.ncsu.edu

 

June 9th Research Seminar:  Environmentally Conscious Manufacturing and Green Processing Technologies:  Joe and Ruben scheduled for the day.

 

ACTION ITEM:

 

 

Curt Frank:  How much do you spend on stipend and housing?:  $3,300 for summer and housing is in one dorm. Pay housing directly and $500 to and from for travel. 

 

Ruben; New faculty hiring.  NCSU one position approved.  UNC under approval.

 

KNOWLEDGE TRANSFER OVERVIEW:

 

Joe presented the Kenan Center agenda with companies that he is working to sign up with us:

 

Air Liquide

Akzo Nobel

Bayer/GE

Eli Lilly

IBM

Johnson & Johnson

Michelin

Nike

Procter and Gamble

Texas Instruments

 

Lloyd Robeson:  Do you go back to the companies that drop out to see if they might be interested in rejoining?

 

Ruben presented knowledge transfer for international conferences

 

Gordon Research Conference on Environmentally and looking at a cosponsorship for Engineering Foundation Conference on Supercritical Fluids.  More discussion on International Symposium on Supercritical Fluids.  Working on this in collaboration with Dr. Uzo.

 

Gina Stewart is presented the CO2 patent Assessment: 

 

Establish portfolio of CO2 based technology with NC State and UNC. 

 

US Corporations Patent aligned with our research and thrust areas.  Apply to field of use.  Used as a model that can be used by other universities.

 

NSF STC 2 year program from UNC and NCSU. 

 

Eastman Chemical has committed to give us our first patent donation.  There are a number of potential applications that can best be maximized.  Start-up companies or established. 

 

EAB INQUIRIES AND SUMMARY:

 

Organization of the EAB:  Leadership and Committees: Curt reviewed structure of MRSEC Review Meetings at Stanford. 

 

 

It was decided that the EAB be given time to themselves to evaluate.

There was a suggestion to form committees within the EAB.  By questioning everyone at the meeting for the EAB members it was decided everyone had an interest and that there would be no committees formed. 

 

ACTION ITEM:

 

 

 

Lloyd:  How are we looking outside the area of CO2 and more into the possibilities of water utilities?  Seminar program will be used as a boarder perspective.  Despite our title we have a theme of liquid CO2 and have an initial focus. 

Lloyd:  Use this title to your advantage.  It gives you the opportunity to look at other areas by having a very critical impact. 

 

Curt:  He liked the description of Thrust Area D.  Although he is confused with the numbering in the charts for sharing of students.  He stated that the review panel will also see the charts for students per faculty. 

 

Ev Baucom:  Ev’s question to the EAB is there a Guide to “How to write an annual report” to make the charts more readable. 

Diane Sonnenwald suggested social network.

 

ACTION ITEM:

 

 

 

 

In attendance from the EAB:

 

Esin Gulari                                            Dennis Dubay

Laura McClain                                       Curt Frank

Lloyd Robeson                                       David Rossener

Keith Hutchenson                                  Jim Wang

                                                            Bill Tucci

 

Joe opened the meeting by welcoming all who attended and everyone introduced themselves.  Joe then went over the program agenda and how the EAB will assist us in moving forward with the NSF STC.

 

OVERVIEW OF STC PROGRAM:

 

NSF established program in 1987.  Goal was to fund educational research and educational activities, technology transfer and interdisciplinary activities.  Joe covered the history of NSF and present NSF STCs awarded.  New Centers are focused on: nanobiotechnology, adaptive optics, behavioral neuroscience, environmentally responsible solvents and processes and sustainability of water resources in semi-arid regions.  We were funded for $18 MM for five years.  Matching support brings the total support to $23 MM. 

 

An NSF STC allows teams to address complex problems that require the advantages of scale, duration, facilities and collaboration.  NSF STCs are to involve researchers in academia, industry, non-profit organizations and national labs.  NSF encourages risk taking, really believe in center approach taking initiative early.  NSF STCs are to transfer of knowledge in academia, industry and national laboratories.

 

NSF is evolving in their way of thinking for the future.  

 

Joe presented a few of the slides that Nathaniel Pitts, Director, Office of Integrative Act presented during an orientation meeting. (Available on NSF website)

Pitts talked about risk in research outcomes, opportunity to take risk in educational goals, learning curve on how NSF STCs are to be run. 

 

Awardees had convincing arguments about “value-added”, strong regional impact, demonstrated commitment of institutions and very strong leadership team in group. 

 

Business concept:  centers to be run much like a small company.  Good management principles, communication within the team, strategic planning are the key.  Accountability issues are a key item.  External Advisory Board to have a strong governance role much like a Board of Directors.  Product is research and students.  To be run efficiently and effectively.  David Rossener reaffirmed his first hand knowledge of these drives.

 

NSF STC EAB responses:

 

David Rossener comments.  NSF is changing and what they expect from STCs is likely to change?  Watch for this, because the indication will be subtle at best.

 

Esin Gulari comments:  NSF pointed to challenges, strong managements team, communicating, EAB, sensitivity and move forward”.

 

Curt Frank comments on Cooperative Agreement:  Education, balance in demographics, US or foreign students.  Ratio of students and postdocs.   NSF feelings on international partnerships unclear. Pools of funds available for overseas travel.  NSF supports five years or less graduate programs.

 

Curt Frank noted that Don Burland is the point person for NSF Center and asked about others.  Joe explained how Burland’s role in the STC:  Example:  is he brings in different people to look at the different areas of the STC.  Orientation in DC showed how different engineers will be brought in to review the STC.  Don Burland came to visit and assist us in how we are moving forward.

 

Lloyd Robeson commented: Transfer students are common in some NSF programs.   Joe responded back with University of Venus is a partner. 

 

Joe presented the rationale and goals of the Center.

 

Keith Hutchenson commented on the CO2 emphasis in the Center and the distinction between solvents and processes.  Joe responded as one in the same.   There was discussion of the title change for the center.  Joe explained to the EAB that we have time and the freedom to change.  As we move forward we will be keeping our eyes and ears open for future technology.  At this time we need to have a focus and the ability to accomplish.  If we start to broaden we will not be as effective.  We have to have a common theme.  Focused on one area and then move forward.

 

Jim Wang:  Board member to know the decision matters.  How to receive information?  Ev Baucom’s intent is to continually work on website.  Website to be our tool, which the  NSF mandates.  Ev Baucom states that the formal report is essentially from the web. 

 

 

 

 

 

 

ROLES AND RESPONSBILITY OF EAB

 

Ruben Carbonell brought to the discussion of the Draft Charter.  He stressed that we need to have input from the EAB what their thoughts or suggestions might be if any.  We stressed to the EAB that we would request help in strategic planning.  Provide the STC with guidance and oversight.  The STC would like to pull from the experience that the EAB has.  These comments will help us in our metrics for the upcoming site visit in September.   Provide an annual report in August.  Review of annual report from the EAB and obtain comments from the EAB. 

 

Membership of EAB:  Academic institutions, industry, State and local agencies, national labs.  Diversity in its membership women and miniorties.  Fourteen members on the board.  Hammond, Spinu, Woodrick, Ralph Taylor-Smith, Paul Anatas were not able to attend this meeting.

 

Advised not have the EAB to large.  Request for any comments from the EAB and there were none.

 

 

EAB would need to be present at both meetings.  We have invited Don Burland to attend Kenan Center Meeting in Sept.

 

Curt Frank:  Question about Sept. How will the EAB be effective at the Sept. meeting?

EAB to have a debriefing meeting after the NSF meeting.

Curt Frank commented that the NSF is very prepared and understand that the EAB should meet separate. 

 

Esin Gulari suggested a chat room.  EAB to tie into the management meeting. 

 

ACTION ITEM: 

 

 

NSF STC MANAGEMENT

 

Organizational chart.  Joe presented the organizational chart and explained how each section functions.  Provosts will be invited to annual meetings.  Very interested in annual reports. 

 

ACTION ITEM:

 

 

Curt Frank comments:  What is structure on allocations of funds for Technical Program Committee?  In particular:  Joe’s role as director of center and leader for Thrust Area D.   Joe and George Roberts responded to this concern by showing that the thrust area of Chemistry & Catalysis is out in the open and why Joe is a part of that area and as they progress he will evolve out of it.  Esin Gulari commented  “if up front it is transparent”.  Ev stated that all is on the website regarding funding issues in this area.

 

ACTION ITEM:

 

 

 

 

Weekly management meeting:  Goal is for no more than one hour.  There is an agenda that is published in advance.  We try to solicit input and have extensive minutes prepared.

 

External Management Consultant – Dr. Russ Osmond -  communication roles, people communication,  details and visionary.  Russ will help in understanding our weakness and strengths.  Most of the management team has filled out a survey and in May we will be meeting with Russ to discuss the results of these surveys. 

 

ACTION ITEM:

 

 

David Rossener:   Do you have a plan for writing the annual report or an outside consultant?  Joe inquired to David if there were specific examples of reports from previous NSF Centers that would benefit us in how we should prepare our report. 

 

 

ACTION ITEM:

 

 

Responsibilities: Joe went over all the responsibilities of the key personnel; Ruben has agreed to watch overall the financial management areas and to ensure that support is given out.

 

K-12 section will be taking the K-12 where they have not been before.  Strong environmental push.  Scott Ragan is full time assistant (NSF) with Dr. David Haase affiliated with the Science House.   

 

Dr. Uzo is playing a big role in international conference and summer intern government and evolving with Christine Grant to dovetail the REU.

 

Metrics: Research, graduate and undergraduate education: 

K-12 outreach, minority outreach, knowledge transfer:  monitor these areas. 

 

 

NSF STC EAB responses:

 

David Rossener:  Do you have metrics in place to capture and define the cutting edge, like peer reviews and in particular journals?   Yes

Esin Gulari:  Do you plan to have thrust areas interacting between themselves?  Yes

Curt Frank:  Was the Management facilitator our idea or NSF’s?    Joe stated that this was all of our ideas and then Ruben brought in Denis Gray.  Personalities were great and has been a great impact to the STC. 

 

Curt Frank:  Are weekly management meetings necessary?  Yes.   He noted that for the first year our weekly meetings would be fine but that that would get old.  Also suggested three core sections and evolve once that goes forward.